This book covers all important topics of the functioning of merchant bankers. This book also covers knowledge competencies related to understanding the financial structure in India and the importance of the different rules and regulations governing the Indian securities market.
The coverage of the book is as followsBasic understanding of the Indian securities marketsVarious terminologies used in the issue management processThe process of issue management and underwriting; general obligations and due diligence to be taken care of during the issue management processThe role of merchant bankers in acquisitions, takeovers, buyback of securities, disinvestment etc.
This book will be handy for all those who want to learn about the various functional aspect of Merchant Bankers. It will also be helpful for the following persons involved in or dealing withThe investors, issuers, or clients of intermediariesAssets or funds of investors or clientsRedressal of investor grievancesActivities have a bearing on operational riskMaintain books and records pertaining to the above activities
The Present Publication is the May 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination IX | Merchant Banking. The contents of the book are as followsIntroduction to Capital MarketIntroduction to the Merchant BankingRegistration, Code of Conduct & General Obligations of Merchant Bankers in IndiaIssue Management – Important TermsIssue Management – Process and UnderwritingIssue Management – General Obligations of Merchant Bankers and Due DiligenceOther Merchant ... See more
This book covers all important topics of the functioning of merchant bankers. This book also covers knowledge competencies related to understanding the financial structure in India and the importance of the different rules and regulations governing the Indian securities market.
The coverage of the book is as followsBasic understanding of the Indian securities marketsVarious terminologies used in the issue management processThe process of issue management and underwriting; general obligations and due diligence to be taken care of during the issue management processThe role of merchant bankers in acquisitions, takeovers, buyback of securities, disinvestment etc.
This book will be handy for all those who want to learn about the various functional aspect of Merchant Bankers. It will also be helpful for the following persons involved in or dealing withThe investors, issuers, or clients of intermediariesAssets or funds of investors or clientsRedressal of investor grievancesActivities have a bearing on operational riskMaintain books and records pertaining to the above activities
The Present Publication is the May 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination IX | Merchant Banking. The contents of the book are as followsIntroduction to Capital MarketIntroduction to the Merchant BankingRegistration, Code of Conduct & General Obligations of Merchant Bankers in IndiaIssue Management – Important TermsIssue Management – Process and UnderwritingIssue Management – General Obligations of Merchant Bankers and Due DiligenceOther Merchant Banking Activities – Mergers, Acquisitions & TakeoversOther Merchant Banking Activities – Disinvestment, Buyback of Equity Shares
